What is the course syllabus?

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Lesson 1: Managed Account Trends and Regulatory Considerations

  • Explain the growth of discretionary management and understand the key differences between Managed and Discretionary Accounts.

Lesson 2: Rules and Procedures for Operating and Supervising a Managed Account

  • Describe the obligations that have been established by CIRO and what expectations are placed on supervisors.

Lesson 3: Fiduciary Duty and Discretionary Authority

  • Define fiduciary duty and understand how it applies to CIRO registrants.