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What is the course syllabus?
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Lesson 1: Money Laundering and Terrorist Financing Background
Money Laundering
Topics covered in this chapter are:
- The Three Stages of Money Laundering
- The Geographical Flow of Funds
- Frequently Used Money Laundering Mechanisms
- Money Laundering Mechanisms Involving the Securities Industry
- Unconventional Parallel Banking and Informal Value Transfer Systems
- How Technology Is Assisting Money Launderers
Terrorism And Terrorist Financing
Topics covered in this chapter are:
- Detecting and Deterring Terrorist Financing
Lesson 2: Canadian Anti-Money Laundering and Anti-Terrorist Financing Regulations
Topics covered in this chapter are:
- Early Canadian Anti-Money Laundering Regulations
- The Regulatory Focus Changes on September 11, 2001
- Canada’s Anti-Terrorism Measures
- FINTRAC
- Personal Information Protection
- Attacking The Problem Using More Than Just Money
- Laundering Regulations
- International Regulatory Efforts
- Other International Initiatives
Lesson 3: Account Related Activities
Topics covered in this chapter are:
- Fulfilling Client Identification Requirements
- Account Opening Red Flags
- Account Transaction Red Flags
Lesson 4: Setting Up a Compliance Regime in Accordance with Fintrac's Guideline 4
Topics covered in this chapter are:
- The Appointment of a Compliance Officer
- The Development and Application of Compliance Policies and Procedures
- Record Retention
- Reporting Requirements
- Auditing a Firm’s Anti-Money Laundering and Anti-Terrorist Financing Efforts
- On-Going Compliance Training for Employees